Regulatory, Advisory & Representation Services by N D Savla & Associates

NBFC legal issues don’t start in court.
They usually start with a notice, an inspection observation, or a compliance gap that wasn’t handled on time.

RBI regulations, Companies Act provisions, PMLA obligations, and contractual exposures all intersect in an NBFC’s day-to-day operations. Treating these as isolated issues is where most problems escalate.

At N D Savla & Associates, our NBFC legal support focuses on prevention first, resolution second, and representation only when necessary.

What Does NBFC Legal Support Involve?

NBFC legal support is not just litigation. It includes:

• Regulatory interpretation and advisory

• Drafting and responding to RBI communications

• Compliance-linked legal structuring

• Dispute management and risk mitigation

• Support during inspections, audits, and enforcement actions

The objective is simple. Keep legal risk controlled while business continues.

Our NBFC Legal Support Services

1. RBI & Regulatory Advisory

We assist NBFCs with:

• Interpretation of RBI directions and circulars

• Advisory on new regulatory changes

• Structuring transactions within regulatory boundaries

• Preventive compliance reviews

Clear advice upfront avoids regulatory conflict later.

2. Notices, Show Cause & Regulatory Responses

We handle:

• RBI show-cause notices

• Compliance deviation explanations

• Regulatory representations and replies

• Drafting submissions supported by facts and law

Tone, timing, and clarity matter more than aggression here.

3. Legal Support During Inspections & Audits

We assist with:

• Pre-inspection readiness

• Response to inspection observations

• Closure of adverse remarks

• Post-inspection compliance alignment

Inspections test governance, not just documentation.

4. NBFC Agreements & Documentation

We support drafting and review of:

• Loan and financing agreements

• Shareholder and investor agreements

• Inter-corporate lending documentation

• Board and governance documents

Legal documentation must align with RBI intent, not just commercial terms.

5. Litigation & Dispute Support

Where disputes escalate, we assist with:

• Strategy and documentation support

• Coordination with legal counsel

• Regulatory-linked litigation matters

• Recovery and enforcement-related advisory

We focus on outcomes, not prolonged disputes.

6. Legal Support for Transactions & Restructuring

We provide legal-regulatory support for:

• NBFC takeovers and acquisitions

• Change in control matters

• Capital restructuring

• Exit and closure planning

Every transaction is assessed through a regulatory lens.

Who Needs NBFC Legal Support?

• Operational NBFCs

• Newly registered NBFCs

• NBFCs facing regulatory scrutiny

• NBFCs undergoing restructuring or takeover

• Promoters and boards requiring regulatory clarity

If RBI oversight touches your business, legal support is not optional.

Why Choose N D Savla & Associates?

NBFC legal work requires regulatory understanding, not just legal drafting.

• Deep experience with RBI-regulated entities

• Practical interpretation of financial laws

• Integrated compliance and legal approach

• Clear communication with promoters and boards

• Focus on resolution, not escalation

We don’t create noise. We create clarity.