CA Services for Financial Advisors in India

N D Savla & Associates – Chartered Accountants for Financial Advisory Firms

Financial advisors operate in a highly regulated environment where accuracy, disclosure, and compliance are non-negotiable. From advisory income structuring to GST, TDS, audits, and regulatory reporting, even minor lapses can damage credibility and attract scrutiny.

N D Savla & Associates provides specialised CA services for financial advisors, wealth managers, investment consultants, and advisory firms, helping them stay compliant, tax-efficient, and professionally structured.

We work with individual advisors, boutique advisory firms, and growing financial service practices across India.

Key Accounting & Compliance Challenges for Financial Advisors

Financial advisors face challenges that require careful handling and documentation:

• GST applicability on advisory and consulting services

• TDS deductions by clients and reconciliation issues

• Irregular income and advance tax planning

• Regulatory documentation and audit preparedness

• Expense scrutiny and deduction eligibility

• Notices due to AIS, TDS, or GST mismatches

Our role is to protect advisory practices from compliance risk while improving financial clarity.

Our CA Services for Financial Advisors

1. Accounting & Bookkeeping for Advisory Practices

We maintain clean, compliant books of accounts, including:

• Advisory income tracking

• Expense documentation and classification

• TDS reconciliation

• Periodic financial reports and MIS

2. Income Tax Planning & Return Filing

We help financial advisors manage taxes efficiently:

• Income tax return filing

• Advance tax computation and planning

• Legitimate tax optimisation strategies

• Handling scrutiny cases and assessments

3. GST Registration & Compliance

We assist advisors in managing GST obligations:

• GST registration advisory

• Monthly or quarterly GST return filing

• ITC analysis (where applicable)

• GST audits and notice handling

4. TDS & Compliance Support

TDS mismatches are common in advisory income. We handle:

• Reconciliation with Form 26AS and AIS

• Correct treatment of client-deducted TDS

• Compliance support and follow-ups

5. Advisory Practice Structuring & Growth Support

For advisors setting up or expanding their practice, we assist with:

• Business structure selection (Individual, LLP, Company)

• Accounting and compliance framework setup

• Financial planning for scalable growth

Who We Serve in the Financial Advisory Sector

• Independent financial advisors (IFAs)

• Wealth management firms

• Investment and portfolio consultants

• Insurance and financial planning advisors

• Boutique advisory firms

Why Financial Advisors Choose N D Savla & Associates

• Strong understanding of advisory income structures

• Proven GST and tax expertise

• Practical, risk-aware tax planning

• Clear and confidential communication

• Timely filings and proactive compliance

• Trusted by professionals across India

We understand that financial advisors depend on credibility and trust. Our job is to ensure your financial and compliance systems support that trust.